Certified Mobile Notary Service

• Responsible for guiding Techs through the regulatory process with application filings
• Conducting thorough reviews of gaming operations, and assessing adherence to legal requirements
• Successfully collaborated with regulatory authorities to facilitate inspections and audits, providing accurate and comprehensive documentation to support regulatory compliance
• Managing and completing all aspects of the licensing process such as reviewing and processing license applications; ensuring that all required documentation is complete and accurate; verifying that license applicants meet all regulatory and legal requirements; Maintaining organized records of all licensing applications and related documents; Managing systems to track the status of License applications; Provide guidance to applicants; Collaborate with Regulatory Authorities; Ensured that licensing processes adhere to internal policies and external regulatory guidelines; Managing the renewal process
• Ensure timeliness, completeness, accuracy and consistency in the licensing process
• Conduct periodic reviews to assess and improve licensing procedures
• Fostered positive relationships with stakeholders, including regulatory agencies, legal team, and internal departments. This collaborative approach contributed to the seamless integration of regulatory requirements into gaming operations ensuring a transparent and ethical gaming environment
• Maintain summary reports and database systems
• Prepare and update source documents used in applications and submissions for various jurisdictions
• Review correspondence from gaming regulatory agencies and determine the action required and prepare necessary correspondence, documents, check requests, and other written communication
• Maintain appropriate communications within and between various divisions and jurisdictions
• Support company policies and procedures and make appropriate recommendations
• Maintain electronic filing systems according to departmental procedures
• Maintain and secure confidential information
• Coordinate meetings and serve as the primary contact with regulatory agencies
• Notarize documents ensuring compliance with regulations

• Efficiently carried out onsite reviews and analysis and executed appropriate actions based on findings concerning selected businesses and their respective capital models to guarantee the integrity and global reputation of the Anguilla Financial Services jurisdiction
• Took charge of analyzing and developing guidelines and policies to support the commission in monitoring compliance
• Leveraged comprehensive knowledge of various risk assessment methods in examining compliance with existing laws, policies, plans, and procedures as well as determining risk issues, including vigilance for global Anti-Money Laundering (AML) regulations in support of the second leading industry for the country while evaluating financial statement to assess company solvency
• Assumed responsibility for coordinating findings with the Management Team for strategic discussions
• Fulfilled multiple key tasks such as observing and identifying entities with compliance issues for review; creating board papers to submit to the Management Team on companies with compliance issues; accomplishing timely follow-up directly with company representatives; and managing applications for regulatory approval
• Conducted Due diligence on sites such as Google, LexisNexis, World-Check, and C-6 on prospective clients
• identified and qualified research compliance deficiencies
• Administered the database on each licensee’s regulatory activities
• Prepared agendas and schedules while participating in prudential meetings with financial entities to discuss findings of reviews
• Conceptualized corrective action plans as needed
• Maintained up-to-date knowledge of international and regional best practices in financial sector supervision or regulation, along with existing and emerging supervisory and regulatory issues, concepts, and practices
• Took part in sector-related training, conferences, and meetings while serving as a representative of the company at conferences and onsite reviews in other jurisdictions
• Collaborated with the Insurance Supervision Team in attaining departmental objectives and handling other related work and special projects as necessary
• Played a vital role in establishing policies and procedures implemented by the Anguilla Financial Services Commission such as the Fit and Proper Test Guideline, Guidelines on the Role, and Approval of Compliance Officers
• Supervised the new hire onboarding process by mentoring new hires in the mutual fund sector while coaching Grade 12 students
• Organized the planning and initiation of the Anguilla Financial Services Commission’s participation in the Albena Lake Hodge Comprehensive High School annual career fair